-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AOEw4gGECBg3mN1Q3DR956mlAOxbVzfc6x+BP/s18fiKcdnOz8EG/JjSpqyT77JS bKXajtB9nKaHau+WIl0QhA== 0001104659-09-001022.txt : 20090108 0001104659-09-001022.hdr.sgml : 20090108 20090107213140 ACCESSION NUMBER: 0001104659-09-001022 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20090108 DATE AS OF CHANGE: 20090107 GROUP MEMBERS: YUCAIPA AMERICAN ALLIANCE (PARALLEL) FUND II, L.P. GROUP MEMBERS: YUCAIPA AMERICAN ALLIANCE FUND II, L.P. GROUP MEMBERS: YUCAIPA AMERICAN ALLIANCE FUND II, LLC GROUP MEMBERS: YUCAIPA AMERICAN FUNDS, LLC GROUP MEMBERS: YUCAIPA AMERICAN MANAGEMENT, LLC FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BURKLE RONALD W CENTRAL INDEX KEY: 0001015899 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 10000 STREET 2: 10000 SANTA MONICA BOULEVARD 5TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 3107897800 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WHOLE FOODS MARKET INC CENTRAL INDEX KEY: 0000865436 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 741989366 STATE OF INCORPORATION: TX FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-42732 FILM NUMBER: 09514357 BUSINESS ADDRESS: STREET 1: 550 BOWIE STREET CITY: AUSTIN STATE: TX ZIP: 78703 BUSINESS PHONE: 5124774455 MAIL ADDRESS: STREET 1: 550 BOWIE STREET CITY: AUSTIN STATE: TX ZIP: 78703 SC 13D 1 a09-2629_1sc13d.htm SC 13D

 

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

WASHINGTON, D.C. 20549

 

 

 

 

 

SCHEDULE 13D
Under the Securities Exchange Act of 1934

 

 

(Amendment No.     )*

 

WHOLE FOODS MARKET, INC.

(Name of Issuer)

 

Common Stock, no par value

(Title of Class of Securities)

 

966837106

(CUSIP Number)

 

Robert P. Bermingham

The Yucaipa Companies LLC

9130 W. Sunset Boulevard

Los Angeles, California 90069

(310) 789-7200

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

 

December 29, 2008

(Date of Event Which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box.  o

 

Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.

 


* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 


 

CUSIP No. 966837106

 

SCHEDULE 13D

 

PAGE 2 OF 15 PAGES

 

 

1

 

Name of Reporting Persons
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

Ronald W. Burkle

2

 

Check the Appropriate Box if a Member of a Group*

(a)  x
(b)  
o

3

 

SEC Use Only

 

4

 

Source of Funds*

 

OO, WC

5

 

Check box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

o

6

 

Citizenship or Place of Organization

United States

Number of

Shares

Beneficially

Owned by

Each Reporting

Person

With

7

Sole Voting Power


0 shares

8

Shared Voting Power


9,813,306 shares

9

Sole Dispositive Power

0 shares

10

Shared Dispositive Power

9,813,306 shares

11

 

Aggregate Amount Beneficially Owned by Each Reporting Person

9,813,306 shares

12

 

Check box if the Aggregate Amount in Row (11) Excludes Certain Shares*

o

13

 

Percent of Class Represented by Amount in Row (11)

7.0%

14.

 

Type of Reporting Person*

IN

 

* See Instructions

 


 

CUSIP No. 966837106

 

SCHEDULE 13D

 

PAGE 3 OF 15 PAGES

 

 

1

 

Name of Reporting Persons
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

Yucaipa American Management, LLC                                             30-0013506

2

 

Check the Appropriate Box if a Member of a Group*

(a)  x
(b)  
o

3

 

SEC Use Only

 

4

 

Source of Funds*

 

OO, WC

5

 

Check box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

o

6

 

Citizenship or Place of Organization

Delaware

Number of

Shares

Beneficially

Owned by

Each Reporting

Person

With

7

Sole Voting Power

0 shares

8

Shared Voting Power

9,813,306 shares

9

Sole Dispositive Power

0 shares

10

Shared Dispositive Power

9,813,306 shares

11

 

Aggregate Amount Beneficially Owned by Each Reporting Person

9,813,306 shares

12

 

Check box if the Aggregate Amount in Row (11) Excludes Certain Shares*

o

13

 

Percent of Class Represented by Amount in Row (11)

7.0%

14.

 

Type of Reporting Person*

OO

 

* See Instructions

 


 

CUSIP No. 966837106

 

SCHEDULE 13D

 

PAGE 4 OF 15 PAGES

 

 

1

 

Name of Reporting Persons
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

Yucaipa American Funds, LLC                                             30-0013485

2

 

Check the Appropriate Box if a Member of a Group*

(a)  x
(b)  
o

3

 

SEC Use Only

 

4

 

Source of Funds*

 

OO, WC

5

 

Check box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

o

6

 

Citizenship or Place of Organization

Delaware

Number of

Shares

Beneficially

Owned by

Each Reporting

Person

With

7

Sole Voting Power

0 shares

8

Shared Voting Power

9,813,306 shares

9

Sole Dispositive Power

0 shares

10

Shared Dispositive Power

9,813,306 shares

11

 

Aggregate Amount Beneficially Owned by Each Reporting Person

9,813,306 shares

12

 

Check box if the Aggregate Amount in Row (11) Excludes Certain Shares*

o

13

 

Percent of Class Represented by Amount in Row (11)

7.0%

14.

 

Type of Reporting Person*

OO

 

* See Instructions

 


 

CUSIP No. 966837106

 

SCHEDULE 13D

 

PAGE 5 OF 15 PAGES

 

 

1

 

Name of Reporting Persons
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

Yucaipa American Alliance Fund II, LLC                                             26-2119718

2

 

Check the Appropriate Box if a Member of a Group*

(a)  x
(b)  
o

3

 

SEC Use Only

 

4

 

Source of Funds*

 

OO, WC

5

 

Check box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

o

6

 

Citizenship or Place of Organization

Delaware

Number of

Shares

Beneficially

Owned by

Each Reporting

Person

With

7

Sole Voting Power

0 shares

8

Shared Voting Power

9,813,306 shares

9

Sole Dispositive Power

0 shares

10

Shared Dispositive Power

9,813,306 shares

11

 

Aggregate Amount Beneficially Owned by Each Reporting Person

9,813,306 shares

12

 

Check box if the Aggregate Amount in Row (11) Excludes Certain Shares*

o

13

 

Percent of Class Represented by Amount in Row (11)

7.0%

14.

 

Type of Reporting Person*

OO

 

* See Instructions

 


 

CUSIP No. 966837106

 

SCHEDULE 13D

 

PAGE 6 OF 15 PAGES

 

 

1

 

Name of Reporting Persons
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

Yucaipa American Alliance Fund II, L.P.                                             26-2119783

2

 

Check the Appropriate Box if a Member of a Group*

(a)  x
(b)  
o

3

 

SEC Use Only

 

4

 

Source of Funds*

 

OO, WC

5

 

Check box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

o

6

 

Citizenship or Place of Organization

Delaware

Number of

Shares

Beneficially

Owned by

Each Reporting

Person

With

7

Sole Voting Power

5,882,244 shares

8

Shared Voting Power

0 shares

9

Sole Dispositive Power

5,882,244 shares

10

Shared Dispositive Power

0 shares

11

 

Aggregate Amount Beneficially Owned by Each Reporting Person

5,882,244 shares

12

 

Check box if the Aggregate Amount in Row (11) Excludes Certain Shares*

o

13

 

Percent of Class Represented by Amount in Row (11)

4.2%

14.

 

Type of Reporting Person*

PN

 

* See Instructions

 


 

CUSIP No. 966837106

 

SCHEDULE 13D

 

PAGE 7 OF 15 PAGES

 

 

1

 

Name of Reporting Persons
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

Yucaipa American Alliance (Parallel) Fund II, L.P.                                             26-2119907

2

 

Check the Appropriate Box if a Member of a Group*

(a)  x
(b)  
o

3

 

SEC Use Only

 

4

 

Source of Funds*

 

OO, WC

5

 

Check box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

o

6

 

Citizenship or Place of Organization

U.S. Citizen

Number of

Shares

Beneficially

Owned by

Each Reporting

Person

With

7

Sole Voting Power

3,931,062 shares

8

Shared Voting Power

0 shares

9

Sole Dispositive Power

3,931,062 shares

10

Shared Dispositive Power

0 shares

11

 

Aggregate Amount Beneficially Owned by Each Reporting Person

3,931,062 shares

12

 

Check box if the Aggregate Amount in Row (11) Excludes Certain Shares*

o

13

 

Percent of Class Represented by Amount in Row (11)

2.8%

14.

 

Type of Reporting Person*

PN

 

* See Instructions

 


 

CUSIP No. 966837106

 

SCHEDULE 13D

 

PAGE 8 OF 15 PAGES

 

ITEM 1.                             SECURITY AND ISSUER.

 

This statement relates to the common stock, no par value (the “Common Stock”), of Whole Foods Market, Inc., a Texas corporation (the “Company”). The principal executive offices of the Company are located at 550 Bowie St., Austin, Texas 78703.

 

ITEM 2.                             IDENTITY AND BACKGROUND.

 

(a)                                  This statement is being filed jointly by (i) Ronald W. Burkle, an individual, (ii) Yucaipa American Management, LLC, a Delaware limited liability company (“Yucaipa American”), (iii) Yucaipa American Funds, LLC, a Delaware limited liability company (“Yucaipa American Funds”), (iv) Yucaipa American Alliance Fund II, LLC, a Delaware limited liability company (“YAAF II LLC”), (v) Yucaipa American Alliance Fund II, L.P., a Delaware limited partnership (“YAAF II”), and (vi) Yucaipa American Alliance (Parallel) Fund II, L.P., a Delaware limited partnership (“YAAF II Parallel” and, together with Mr. Burkle, Yucaipa American, Yucaipa American Funds, YAAF II LLC and YAAF II, the “Reporting Persons”). Mr. Burkle is the managing member of Yucaipa American, which is the managing member of Yucaipa American Funds, which is the managing member of YAAF II LLC, which, in turn, is the general partner of each of YAAF II and YAAF II Parallel.

 

(b)                                  The address of the principal business and principal office of each of the Reporting Persons is c/o The Yucaipa Companies LLC, 9130 W. Sunset Boulevard, Los Angeles, California 90069.

 

(c)                                  The principal business of each of the Reporting Persons is investing. The present principal occupation or employment of Mr. Burkle is as the managing member of Yucaipa American, as well as the managing member of The Yucaipa Companies LLC, a private investment group, the address of which is 9130 W. Sunset Boulevard, Los Angeles, California 90069.

 

(d)                                  None of the Reporting Persons has during the last five years been convicted in a criminal proceeding (excluding traffic violations and similar misdemeanors).

 

(e)                                  None of the Reporting Persons has during the last five years been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.

 

(f)                                    Mr. Burkle is a United States citizen.

 

ITEM 3.                             SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION.

 

The total amount of funds required by YAAF II and YAAF II Parallel to acquire the Common Stock described in Item 5 was approximately $98,570,135, net of commissions. All funds in respect of such transactions were drawn from existing working capital or a credit facility of each of YAAF II and YAAF II Parallel.

 

ITEM 4.                             PURPOSE OF TRANSACTION.

 

The Reporting Persons have acquired the shares reported in Item 5 in open market transactions since November 24, 2008 because, in their opinion, such shares were undervalued by the market at the time they were acquired.

 

The Reporting Persons believe that there are substantial opportunities for the Company to improve operations and its pricing image while maintaining its high-quality product offering.

 


 

CUSIP No. 966837106

 

SCHEDULE 13D

 

PAGE 9 OF 15 PAGES

 

The Reporting Persons currently hold their shares of Common Stock for investment purposes.   However, the Reporting Persons intend to closely monitor the Company’s performance and may modify their plans in the future depending on the Reporting Persons’ evaluation of various factors, including the investment potential of the Common Stock, the Company’s business prospects and financial position, other developments concerning the Company and its competitors, opportunities that may be available to the Company, the price level and availability of the Common Stock, available opportunities to acquire or dispose of the Common Stock, realize trading profits or minimize trading losses, conditions in the securities markets and general economic and industry conditions, reinvestment opportunities, developments relating to the business of the Reporting Persons and other factors deemed relevant by the Reporting Persons.  In connection with the activities described above, the Reporting Persons intend to communicate with, and express their views to, the board of directors and management of the Company and may communicate with, and express their views to, other persons regarding the Company, including, without limitation, other shareholders of the Company and potential strategic or financing partners.

 

The Reporting Persons may in the future exercise any and all of their respective rights as shareholders of the Company in a manner consistent with their equity interests.  Depending on their evaluation of the factors listed above, the Reporting Persons may take such actions with respect to their holdings in the Company as they deem appropriate in light of circumstances existing from time to time.  Such actions may involve one or more of the events referred to in paragraphs (a) through (j), inclusive, of Item 4 of Schedule 13D, including:

 

(1)                                  the acquisition of additional shares of Common Stock or other securities of the Company, in the open market, through privately negotiated transactions with third parties or otherwise;

 

(2)                                  the sale at any time, in the open market, through privately negotiated transactions with third parties or otherwise, of all or a portion of the shares now owned or hereafter acquired by the Reporting Persons;

 

(3)                                  encouraging, soliciting or voting its shares of Common Stock to approve an extraordinary transaction, such as merger or consolidation of the Company with one or more third parties or with one of the Reporting Persons or their affiliates;

 

(4)                                  encouraging, soliciting or voting to approve the sale of a material amount of the Company’s or its subsidiaries’ assets or one or more of the subsidiaries;

 

(5)                                  encouraging, soliciting or voting to approve changes to the composition or size of the Company’s board of directors or the terms to be served by directors, or nominating or approving persons to fill existing vacancies on the Company’s board of directors, or changes to the Company’s management;

 

(6)                                  encouraging, soliciting or voting to approve issuances, redemptions or repurchases of Company securities, or stock or cash dividends, or stock splits or reverse stock splits, or other changes to the present capitalization and dividend policies of the Company;

 

(7)                                  encouraging, soliciting or voting to approve changes to the Company’s business or corporate structure;

 

(8)                                  encouraging, soliciting or voting to approve changes to the Company’s articles of incorporation or bylaws, including changes which may impede or facilitate the acquisition of control of the Company by any person;

 

(9)                                  encouraging, soliciting or voting to cause the Common Stock, or any other securities of the Company to be quoted on the an inter-dealer quotation system or listed on any national securities exchange;

 

(10)                            encouraging, soliciting or voting to cause the Common Stock, or any other securities of the Company that may be quoted on the Nasdaq National Market or any other inter-dealer quotation system or listed on any national securities exchange, to no longer be authorized to be quoted on the Nasdaq National Market or any other inter-dealer quotation system or to be delisted from any national securities exchange, or for the registration of any such securities under the federal securities laws to be terminated; or

 


 

CUSIP No. 966837106

 

SCHEDULE 13D

 

PAGE 10 OF 15 PAGES

 

(11)                            encouraging, soliciting or voting to approve other actions similar to those set forth above or as otherwise contemplated by paragraphs (a) through (j), inclusive, of Item 4 of Schedule 13D.

 

In addition, the Reporting Persons may, individually or in the aggregate, from time to time enter into or unwind hedging or other derivative transactions with respect to the Common Stock.

 

As of the date of this Schedule 13D, except as set forth above, none of the Reporting Persons has any present plan or intention which would result in or relate to any of the events referred to in subparagraphs (a) through (j), inclusive, of Item 4 of Schedule 13D.

 

ITEM 5.                             INTEREST IN SECURITIES OF THE ISSUER.

 

(a)                                  (i)  YAAF II is the direct beneficial owner of 5,882,244 shares of Common Stock, and YAAF II Parallel is the direct beneficial owner of 3,931,062 shares of Common Stock.

 

                                                (ii)  Based upon the 140,318,304 shares of Common Stock outstanding as of November 21, 2008, as reported by the Company in its Annual Report on Form 10-K for the annual period ended September 28, 2008, the number of shares of Common Stock directly beneficially owned by YAAF II and YAAF II Parallel represents approximately 4.2%, and 2.8% of the Common Stock, respectively, and 7.0% of the Common Stock in the aggregate.

 

                                                (iii)  By virtue of the relationships described under Item 2 of this Schedule 13D, each of the other Reporting Persons may be deemed to share beneficial ownership of the shares of Common Stock directly beneficially owned by YAAF II and YAAF II Parallel.

 

                                                (iv)  YAAF II and YAAF II Parallel each disclaims any ownership of the shares of Common Stock owned by the other, and the filing of this Statement shall not be construed as an admission that either YAAF II or YAAF II Parallel is, for the purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, the beneficial owner of shares owned by the other.

 

                                                (v)  Mr. Burkle disclaims any ownership of the shares of Common Stock owned by the other Reporting Persons, and the filing of this Statement shall not be construed as an admission that Mr. Burkle is, for the purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, the beneficial owner of such shares.

 

(b)                                  (i)  YAAF II, acting through its general partner, YAAF II LLC, has the sole power to vote or to direct the vote, and to dispose or to direct the disposition of the shares of Common Stock beneficially owned by it.

 

                                                (ii)  YAAF II Parallel, acting through its general partner, YAAF II LLC, has the sole power to vote or to direct the vote, and to dispose or to direct the disposition of the shares of Common Stock beneficially owned by it.

 

                                                (iii)  By virtue of the relationships described under Item 2 of this Schedule 13D, each of the other Reporting Persons may be deemed to share the indirect power to vote and direct the disposition of the shares held by each of YAAF II and YAAF II Parallel.

 


 

CUSIP No. 966837106

 

SCHEDULE 13D

 

PAGE 11 OF 15 PAGES

 

(c)                                  The tables below set forth purchases of the shares of the Company’s Common Stock by the Reporting Persons during the last 60 days. All of such purchases were effected by YAAF II or YAAF II Parallel, as indicated, in broker transactions on the Nasdaq National Market.

 

Transactions Effected by YAAF II

 

 

 

 

 

 

Approximate Price

 

 

 

 

 

Per Share ($)

Date

Amount of Shares

 

(net of commissions)

November 24, 2008

 

269,737

 

 

$

9.3210

 

November 25, 2008

 

1,198,830

 

 

$

10.3745

 

November 26, 2008

 

572,501

 

 

$

10.5284

 

December 1, 2008

 

366,243

 

 

$

9.6790

 

December 2, 2008

 

255,411

 

 

$

9.8233

 

December 3, 2008

 

299,708

 

 

$

9.1520

 

December 5, 2008

 

71,450

 

 

$

9.9837

 

December 9, 2008

 

149,854

 

 

$

10.5039

 

December 15, 2008

 

515,497

 

 

$

10.2443

 

December 16, 2008

 

299,708

 

 

$

10.5378

 

December 18, 2008

 

119,883

 

 

$

10.5453

 

December 29, 2008

 

159,444

 

 

$

8.9417

 

December 30, 2008

 

467,364

 

 

$

9.1772

 

December 31, 2008

 

237,492

 

 

$

9.3599

 

January 5, 2009

 

309,898

 

 

$

10.1054

 

January 6, 2009

 

289,517

 

 

$

10.4266

 

January 7, 2009

 

299,708

 

 

$

10.0136

 

 

Transactions Effected by YAAF II Parallel

 

 

 

 

 

 

Approximate Price

 

 

 

 

 

Per Share ($)

Date

Amount of Shares

 

(net of commissions)

November 24, 2008

 

180,263

 

 

$

9.3210

 

November 25, 2008

 

801,170

 

 

$

10.3745

 

November 26, 2008

 

382,599

 

 

$

10.5284

 

December 1, 2008

 

244,757

 

 

$

9.6790

 

December 2, 2008

 

170,689

 

 

$

9.8233

 

December 3, 2008

 

200,293

 

 

$

9.1520

 

December 5, 2008

 

47,750

 

 

$

9.9837

 

December 9, 2008

 

100,146

 

 

$

10.5039

 

December 15, 2008

 

344,503

 

 

$

10.2443

 

December 16, 2008

 

200,293

 

 

$

10.5378

 

December 18, 2008

 

80,117

 

 

$

10.5453

 

December 29, 2008

 

106,556

 

 

$

8.9417

 

December 30, 2008

 

312,336

 

 

$

9.1772

 

December 31, 2008

 

158,714

 

 

$

9.3599

 

January 5, 2009

 

207,102

 

 

$

10.1054

 

January 6, 2009

 

193,483

 

 

$

10.4266

 

January 7, 2009

 

200,292

 

 

$

10.0136

 

 


 

CUSIP No. 966837106

 

SCHEDULE 13D

 

PAGE 12 OF 15 PAGES

 

(d)                                  Except as stated elsewhere in this Item 5, no other person has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the shares of Common Stock owned by YAAF II and YAAF II Parallel.

 

(e)                      Not applicable.

 

ITEM 6.                          CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER.

 

Other than set forth above, none of the Reporting Persons has any contract, arrangement, understanding or relationship (legal or otherwise) with any person with respect to securities of the Company, including, but not limited to, transfer or voting of any such securities, finder’s fees, joint ventures, loans or option arrangements, puts or calls, guarantees of profits, division of profits or losses or the giving or withholding of proxies.

 

ITEM 7.                          MATERIALS TO BE FILED AS EXHIBITS.

 

 

 

Exhibit No.

 

Description of Exhibit

 

 

 

 

 

 

 

 

 

99.1

 

Joint Filing Agreement, dated as of January 8, 2009.

 

 


 

CUSIP No. 966837106

 

SCHEDULE 13D

 

PAGE 13 OF 15 PAGES

 

 

SIGNATURES

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated:  January 8, 2009

 

 

 

RONALD W. BURKLE

 

 

 

 

 

By:

 /s/ Ronald W. Burkle

 

 

 

 

 

 

 

 

YUCAIPA AMERICAN MANAGEMENT, LLC

 

 

 

 

 

By:

 /s/ Ronald W. Burkle

 

 

 

 Name: Ronald W. Burkle

 

 

 

 Its: Managing Member

 

 

 

 

 

 

 

 

YUCAIPA AMERICAN FUNDS, LLC

 

 

 

 

 

By: Yucaipa American Management, LLC

 

 

Its: Managing Member

 

 

 

 

 

 

By:

 /s/ Ronald W. Burkle

 

 

 

 Name: Ronald W. Burkle

 

 

 

 Its: Managing Member

 

 

 

 

 

 

 

 

YUCAIPA AMERICAN ALLIANCE FUND II, LLC

 

 

 

 

 

By: Yucaipa American Funds, LLC

 

 

Its: Managing Member

 

 

 

 

 

 

By: Yucaipa American Management, LLC

 

 

 

Its: Managing Member

 

 

 

 

 

 

By:

 /s/ Ronald W. Burkle

 

 

 

 Name: Ronald W. Burkle

 

 

 

 Its: Managing Member

 


 

CUSIP No. 966837106

 

SCHEDULE 13D

 

PAGE 14 OF 15 PAGES

 

 

 

 

YUCAIPA AMERICAN ALLIANCE FUND II, L.P.

 

 

 

 

 

By: Yucaipa American Alliance Fund II, LLC

 

 

Its: General Partner

 

 

 

 

 

 

By: Yucaipa American Funds, LLC

 

 

 

Its: Managing Member

 

 

 

 

 

 

By: Yucaipa American Management, LLC

 

 

 

Its: Managing Member

 

 

 

 

 

 

 

 

By:

 /s/ Ronald W. Burkle

 

 

 

 

 Name: Ronald W. Burkle

 

 

 

 

 Its: Managing Member

 

 

 

 

 

 

YUCAIPA AMERICAN ALLIANCE (PARALLEL) FUND II, L.P.

 

 

 

 

 

By: Yucaipa American Alliance Fund II, LLC

 

 

Its: General Partner

 

 

 

 

 

 

By: Yucaipa American Funds, LLC

 

 

 

Its: Managing Member

 

 

 

 

By: Yucaipa American Management, LLC

 

 

 

Its: Managing Member

 

 

 

 

 

 

 

 

By:

 /s/ Ronald W. Burkle

 

 

 

 

 Name: Ronald W. Burkle

 

 

 

 

 Its: Managing Member

 


 

CUSIP No. 966837106

 

SCHEDULE 13D

 

PAGE 15 OF 15 PAGES

 

 

EXHIBIT INDEX

 

 

Exhibit No.

Description of Exhibit

 

 

 

 

 

 

99.1

Joint Filing Agreement, dated as of January 8, 2009.

 

 

 

EX-99.1 2 a09-2629_1ex99d1.htm EX-99.1

Exhibit 99.1

 

JOINT FILING AGREEMENT

 

In accordance with Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Persons (as such term is defined in the Schedule 13D referred to below) on behalf of each of them of a statement on Schedule 13D (including amendments thereto) with respect to the Common Stock, no pare value, of Whole Foods Market, Inc., a Texas corporation, and that this agreement may be included as an exhibit to such joint filing.

 

IN WITNESS WHEREOF, the undersigned hereby execute this Agreement as of January 8, 2009.

 

 

 

RONALD W. BURKLE

 

 

 

 

By:

 /s/ Ronald W. Burkle

 

 

 

 

 

 

 

YUCAIPA AMERICAN MANAGEMENT, LLC

 

 

 

 

By:

  /s/ Ronald W. Burkle

 

 

  Name: Ronald W. Burkle

 

 

  Its: Managing Member

 

 

 

 

 

YUCAIPA AMERICAN FUNDS, LLC

 

 

 

By: Yucaipa American Management, LLC

 

Its: Managing Member

 

 

 

 

 

By:

  /s/ Ronald W. Burkle

 

 

 

  Name: Ronald W. Burkle

 

 

 

  Its: Managing Member

 

 

 

 

 

YUCAIPA AMERICAN ALLIANCE FUND II, LLC

 

 

 

 

By: Yucaipa American Funds, LLC

 

Its: Managing Member

 

 

 

 

 

By: Yucaipa American Management, LLC

 

 

Its: Managing Member

 

 

 

 

 

 

By:

  /s/ Ronald W. Burkle

 

 

 

 

  Name: Ronald W. Burkle

 

 

 

 

  Its: Managing Member

 


 

 

YUCAIPA AMERICAN ALLIANCE FUND II, L.P.

 

 

 

By: Yucaipa American Alliance Fund II, LLC

 

Its: General Partner

 

 

 

 

 

By: Yucaipa American Funds, LLC

 

 

Its: Managing Member

 

 

 

 

 

 

By: Yucaipa American Management, LLC

 

 

 

Its: Managing Member

 

 

 

 

 

 

 

 

By:

/s/ Ronald W. Burkle

 

 

 

 

 

Name: Ronald W. Burkle

 

 

 

 

 

Its: Managing Member

 

 

 

YUCAIPA AMERICAN ALLIANCE (PARALLEL) FUND II, L.P.

 

 

 

By: Yucaipa American Alliance Fund II, LLC

 

Its: General Partner

 

 

 

 

By: Yucaipa American Funds, LLC

 

 

Its: Managing Member

 

 

 

 

 

 

By: Yucaipa American Management, LLC

 

 

 

Its: Managing Member

 

 

 

 

 

 

 

 

By:

/s/ Ronald W. Burkle

 

 

 

 

 

Name: Ronald W. Burkle

 

 

 

 

 

Its: Managing Member

 

 

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